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Anders Briefs

 

Anders cases present a challenge to the ordinary appellate process.  When appointed counsel, after a thorough examination of the trial court record, is unable to identify any non-frivolous issues, counsel should file an Anders brief pursuant to Anders v. California, 386 U.S. 738 (1967).  The Anders brief, prepared in the form of a traditional appellate brief that complies with the Ohio Rules of Appellate Procedure and this Court’s Local Rules, identifies possible issues for appeal and applies the relevant facts to the applicable law.  See, e.g., State v. Sergent, 2016-Ohio-2696, ¶ 8, n.1.  This Court must then review the possible issues and conduct its own review of the record.

Filing an Anders brief should be the last resort, not the first option.  Appellate counsel should not file an Anders brief simply because counsel cannot find an issue that might win.  Anders does not require winning issues, only arguable ones.  An Anders brief is appropriate only where appellate counsel cannot find any issue that is not “wholly frivolous.”  The standard is high, and it is the rare case where there are only “wholly frivolous” issues.

If appellate counsel files an Anders brief, counsel must serve that brief on the appellant and note appellant’s name and address in the proof of service on the brief.  Counsel should also file a motion to withdraw as appellate counsel with the brief.  This Court will then enter an order setting a deadline for the appellant to file a brief setting forth any additional arguments for the Court to consider.  The case will then be submitted to a panel for decision or, if the panel determines there is a non-frivolous issue, the panel will appoint new counsel to file a merit brief.

When considering an Anders brief in a criminal case, counsel should review the following areas for possible issues:

(1) Sufficiency of the indictment or complaint;

(2) Adverse pretrial rulings (for example, motions to suppress or motions to dismiss);

(3) Adverse rulings during trial on objections or motions (for example, objections regarding the admission or exclusion of evidence);

(4) Adverse rulings on post-trial motions (for example, motion for new trial or motion for acquittal);

(5) Jury selection or jury waiver;

(6) Jury instructions;

(7) Sufficiency and weight of the evidence, including recitation of the elements of the offense, and evidence introduced at trial relevant to the offense;

(8) Guilty or no contest plea issues; and

(9) Sentencing issues (for example, allied offenses, consecutive sentences, and the reasonableness of the sentence imposed).

If counsel addresses these issues when drafting an Anders brief, then counsel may identify an issue that is not wholly frivolous.  If appellate counsel only finds wholly frivolous issues, counsel should address these issues in the Anders brief.  A thorough Anders brief will give appellant, and this Court, the benefit of counsel’s efforts to review the entire record to ensure that there are no arguable issues for appeal.